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Gale Ervine

 Gale Ervine is a Legal Director in DLA Piper’s Litigation & Regulatory practice, based in Edinburgh and both specialise in financial services matters. Email: gale.ervine@dlapiper.com

gale.ervine@dlapiper.com

Articles by author

A SIPP from the devil’s cup: Adams v Options UK Personal Pensions appeal

In this In Practice article, the authors consider the Court of Appeal decision in Adams v Options UK Personal Pensions1 in which a regulated firm was found liable because its unregulated introducer “encouraged” clients to enter investments.

1 SEP 2021