Our authors are experts in their field and include barristers, solicitors, judges, mediators, academics experts from a range of related disciplines.

Robert Purves

Barrister
Robert Purves is a barrister practising from 3 Verulam Buildings, Gray’s Inn, London. Email: rpurves@3vb.com

Articles by author

Client categorisation under the FCA’s Conduct of Business Rules: what are the possible consequences of getting it wrong?

In this article, Robert Purves considers the statutory rights of action available to a client where a firm incorrectly categorises it and how a breach of client categorisation requirements may be deployed to resist a claim.

1 NOV 2022